October
30, 2006
Constructing
Data Warehouses to Improve Healthcare Process
By Elizabeth S. Roop
For The Record
Vol. 18 No. 22 P. 14
By erecting a solid data warehouse, healthcare organizations
can create a foundation of useful information that can be beneficial
both financially and clinically.
Scattered throughout a typical hospital are islands
of data that have little impact outside individual departmental borders.
Yet, when bridges are built between those islands, that same data can
be used to create a roadmap for best practices that can improve both
clinical and business operations.
To tap into the full potential of their data, a growing
number of hospitals and healthcare organizations are implementing data
warehouses as a way to compile the most significant information and
use it facilitywide to improve care, analyze business practices, and
streamline operations.
“A hospital’s electronic health record systems
typically contain a wealth of data around events related to patient
care and business practice, both clinical and operational,” says
Michael Burke, BSc, MSc, enterprise data warehouse manager for the University
Health Network (UHN). “Given that healthcare workers have amassed
significant anecdotal and empirical evidence on what improves patient
care practices, improvements in quality of care are greatly facilitated
when those empirical observations are translated into measurements supported
by available data.”
UHN is Canada’s largest healthcare organization,
as well as a major teaching hospital for the University of Toronto.
Over the past three years, Burke and his team have been working with
Misys Healthcare Systems to integrate data from a number of departmental
systems—including coding and abstracting, pathology, pharmacy,
nursing workload, and the financial general ledger—into a data
warehouse.
Already, they have seen the results of their data warehouse
project on operations. Among the most significant are improved resource
allocation, workflow optimization, and realization of data linkages,
says Burke.
“Inclusion of various systems permits key performance
indicators to be developed that span the silos of the departmental systems,”
he says. “It is the ability to express measures of care and practice
in terms of data that makes the data warehouse effective.”
Measure Quality, Analyze Practices
According to Burke, one of the greatest benefits from implementation
of a data warehouse is that it permits a healthcare analyst to investigate
data recorded around patient care events to improve both quality of
care and overall business practices.
For example:
• A longitudinal analysis of the reduction of
urea following hemodialysis treatment across patient cohorts can identify
opportunities to optimize treatment schedules.
• Mining of data around medication orders can
serve as a baseline for designing drug-drug interaction alerts at the
point of ordering.
• Analysis of lab turnaround time can lead to
timelier lab results for patient care decisions.
• Analysis of patient care satisfaction surveys
can indicate areas for improvement; for example, improved communication
of recovery instructions and information following transplant.
A data warehouse provides transactional evidence of
what the hospital does, says Dean Boyer, director of healthcare solutions
for Sybase. By capturing information on every patient interaction—registration;
number of visits; attending, consulting and referring physicians; services
provided; etc—the facility gets a measure of the patient’s
progress and the success of its prescribed care plan.
By analyzing that level of historical patient encounter
detail from a diagnosis rather than individual patient perspective,
trends are revealed that can be used to improve patient care processes.
“It’s that ability to look at and analyze
information and trend it based on diagnoses that becomes very beneficial
to the hospital as a corporate entity in developing best practices,”
says Boyer.
Proper utilization of a data warehouse impacts business
processes by taking information from the clinical systems and formatting
it into business schemas that cover a range of topics. Users can then
tap into that information by running reports—whether predefined
or ad hoc—designed to answer various questions, says Gary Baluta,
product manager of enterprise services for Misys Healthcare Systems.
The key, he says, is for the data warehouse to work
closely with the clinical systems into which physicians are loading
patient data. This provides clinicians with access to the data they
need for multiple patients, including visit records, treatment plans,
procedures performed, etc.
“That information can then be mined in a series
of longitudinal studies that look at trends,” says Baluta. “The
warehouse is the conduit for gathering the many patient records that
allow users to look across many different data dimensions, including
time, physicians, illness, procedures, etc.”
Building a Better Data Trap
Before any data mining can take place, the warehouse must be built.
Doing so effectively requires a multifaceted development team that understands
the need for and purpose of a data warehouse and an implementation team
that can distinguish between types of data to ensure only the most significant
makes it into the final warehouse.
“From a technology standpoint, it is fairly simple.
From an information science standpoint, it is complex,” says Boyer.
Too often, he says, business owners don’t understand
the source of their data, which is critical to ensuring that the data
ultimately captured in the warehouse is of value. Once the source is
understood, data should be audited and, eventually, aged and archived.
This process allows users to follow the information flow.
“One of the things I believe happens is that people
begin to grab information without understanding its origin and without
understanding the life cycle of that information,” says Boyer.
“Because they do that, their data warehousing projects take on
unusual lives of their own and they get caught up in capturing information,
then trying to restructure it in a way that proves their point, as opposed
to capturing the natural lifecycle of the information and letting people
query against that.”
According to Burke, careful management of several key
areas will ensure a successful outcome. These areas include the following:
• strong participation from stakeholders who can
identify the project’s needs, wants, and expectations;
• an effective communication plan to keep stakeholders
aware of and informed about project development;
• participation from technical experts and vendors
on source system product specifications; and
• vigorous participation of business subject matter
experts on hospital area operations and the relationships to source
system operations.
“In our experience at the UHN, the key factors
controlling project success are the project charter and the communications
plan, along with careful work with stakeholders to validate data and
other deliverables against expectations,” Burke says.
Critical to the makeup of the project development team
are individuals who possess an in-depth knowledge of the facility’s
data landscape, in particular where the key data is hidden throughout
the organization.
Because so many of the systems implemented in healthcare
organizations are vertical islands of information, it’s important
to include individuals on the project team who know what data is contained
in those systems, how it was entered, and how it can be used to meet
the facility’s needs, says Boyer.
“Where are all the hidden treasures that you’re
looking for … and how will that data be provided to you?”
he asks. “You need your own CSI team to look at all the evidence
and see where all the data is.”
A third tier of the project team should be individuals
who know data warehousing and won’t get hung up on moving all
the data into the warehouse, Boyer adds. Not all data can be used for
the kind of analytics the warehouse is being developed to support and
it’s important to distinguish what is of value.
“The data warehouse is going to store enough data
just because of the nature of it. You don’t need to add data that
is superfluous to the kinds of queries that are going to be asked of
it, and the concept that all data is required to run all queries is
somewhat obsolete,” he says.
Warehouse Work
When it comes to putting health information professionals to work inside
the data warehouse, the first step is gaining their acceptance.
In UHN’s case, acceptance has not been without
its challenges, key among them being perceptions around data quality
and the validation of deliverables. To overcome those challenges, it
has focused on user education and involvement throughout the process,
says Burke.
“The warehouse has been well-received at the management
level as a tool to achieve strategic objectives and as a means to timelier
reporting on operations,” he says. “Staff acceptance is
good and improving due to the deliberate initiatives to provide meaningful
descriptions of the content of the warehouse as well as usage guidelines.”
Another challenge is the fact that data mining is a
complex process because users “don’t know what they don’t
know,” says Baluta. “They are searching for trends that
they don’t know whether even exist. They need a starting point
or hypothesis.”
From that hypothesis, they can then use various reporting
tools to evaluate the data and see whether what they think has actually
occurred. If the hypothesis turns out to be correct, they move on to
look at additional data and pose a new set of questions to review.
“It is an iterative process that gets repeated,”
says Baluta. “Users have to be patient and know quite a bit about
their data before beginning the process.”
The best approach to mining data within the warehouse
is as a distributed activity performed by nontechnical healthcare workers.
This approach, says Burke, maximizes the exposure and transparency of
the data warehouse project within the organization and enlarges the
analytical resource pool.
“Vital to the success of this approach is the
planned and vigorous development of materials to educate and direct
workers on the content and use of the warehouse,” he adds. “In
terms of available software, Oracle Discoverer has been the primary
analysis and reporting tool and our customers have used other software
to perform statistical calculations or to format reports for presentation
when needed.”
Achieving ROI
Implementing a data warehouse is not cheap (see sidebar). However, facilities
that have taken the plunge are realizing a return on investment (ROI).
How quickly that happens, however, “depends solely
on what they are going to use the data for,” says Baluta. “If
it’s used for patient quality of care or other healthcare studies,
the payback is pretty quick, often less than a year. If the reports
generated are only general information, the payback will be somewhat
longer.”
One of the most immediate areas where hospitals can
realize significant ROI is through the identification of missed charge
capture opportunities. By looking at the services provided and correlating
them to the charges applied to the patient’s bill, a facility
can see where charges are being missed.
A longer-term but more beneficial ROI comes from the
establishment of best practices that a hospital can use to demonstrate
the level of care they are providing. Particularly for payors pushing
pay for performance, hospitals can use the data mined from their warehouse
to demonstrate improved outcomes and increased quality of care, says
Boyer.
“If the hospital is doing a good job of keeping
patients out of the hospital and can prove that, then the insurance
company has no recourse but to set up better financial relationships
with that hospital,” he says.
UHN conducted a customer satisfaction survey to identify
the benefits realized during the first phase of its data warehouse implementation.
The results found that:
• time to produce reports to management or operations
had significantly decreased;
• staff was spending significantly less time routing
and assembling data;
• staff had the time and tools needed to focus
on conducting analysis; and
• the potential to analyze across data silos was
realized.
“Our best advice on making the decision [whether
to implement a data warehouse] is to examine whether the organization
can continue to improve at the same rate as peer organizations,”
says Burke. “Those peers have made a strategic decision to invest
in evidence-based decision making around patient care and business process
improvements, the foundation of which is a solid data warehouse. In
such a competitive and progressive environment, can the organization
continue to ignore the value to be extracted from its data holdings?”
— Elizabeth S. Roop is a Tampa, Fla.-based
freelance writer specializing in healthcare and HIT.
Construction Costs
What’s the price of building a data warehouse?
The answer depends on numerous factors, including the
scope of the project, functionality of the technology, and the methodologies
employed in the implementation process.
“Data warehouses cost in the neighborhood of $300,000
to $500,000, but this usually includes the warehouse software, database
licenses, and reporting tools. There is an additional cost for the IT
staffing,” including database analysts and reporting analysts,
says Gary Baluta, product manager of enterprise services for Misys Healthcare
Systems.
That price tag is why hospitals and large physicians
groups have been the primary target for data warehousing. Not only are
they more likely to have the financial resources necessary for the warehouse
itself, but they can also afford the required electronic medical record
systems and technical resources that feed the warehouses with clinical
patient information.
However, new products have recently been developed that
provide smaller organizations with access to data warehouse capabilities.
These products, which fall within the $40,000 to $50,000 range, create
“virtual” warehouses that bring in data from various disparate
sources but don’t need to physically store the data in tables.
“They house this data in the computer’s
memory while they format and display the information in reports or dashboards.
They are much less expensive, providing all healthcare organizations,
regardless of size and budget, the ability to mine their patient data,”
says Baluta. “As you might imagine, these products have a more
limited scope but can still provide the 80/20 rule in many cases—80%
of the benefit at 15% to 20% of the cost. The organization would need
to evaluate what it is going to use the data for and budget according
to the reporting and analytic power it requires.”
The number of systems within the hospital that will
be feeding the data warehouse also contributes to the final construction
cost, according to Dean Boyer, director of healthcare solutions for
Sybase.
“Each time you run into a new system, you have
to develop a set of analytics, extraction, and strategies to get the
data out of that system, and then you have to sort the data from that
system and make it relative to all the other systems,” he says.
“So one can easily see a hospital that has five systems is going
to be a lot less expensive than a hospital that has 20 systems to interface
with.”
Finally, says Boyer, you have to factor in the service
costs, which can run as much as three times the technology costs. In
many cases, an incremental approach to building the warehouse is the
most effective and affordable because it allows the service provider
to actually use the data to create an efficient process.
“If you stay more focused and grab vertical pieces
of information and build on that, then you can quickly tier it,”
he says. “You find that you get into a repeatable, very successful
process because now the data itself is helping you build out the data
warehouse.”
— ESR
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